Florida Department of State and Division of Library and Information Services
Notice: 31379420
Notice of Proposed Rule
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Finance
Chapter: MORTGAGE BROKERAGE

VIEW NOTICE

Overview
RULE:
69V-40.002   Adoption of Forms
69V-40.00661   Mortgage Lender Branch Office Renewal and Reactivation
69V-40.0312   Application Procedure for Loan Originator License
69V-40.0313   Loan Originator License Renewal and Reactivation
69V-40.0321   Application Procedure for a Mortgage Broker License
69V-40.0361   Mortgage Broker Branch Office Renewal and Reactivation
69V-40.0611   Application Procedure for a Mortgage Lender License
69V-40.0612   Mortgage Lender License Renewal and Reactivation
69V-40.155   Lock-in Agreement
69V-40.265   Mortgage Brokerage and Lending Transaction Journal
RULEMAKING AUTHORITY: 494.0011, 494.0011(2), 494.0016(4), 494.00312, 494.00313, 494.00321, 494.00321(1), 494.00321(2), 494.00322(1), 494.00331(2), 494.0036, 494.004(1), 494.0066, 494.00611(2), 494.00612, 494.00612(1), 494.0066(2), 494.0067, 494.0069(6) FS
LAW: 494.0011(2), 494.0016, 494.0016(4), 494.00312, 494.00313, 494.00321, 494.00321(1), 494.00321(2), 494.00322, 494.00322(1), 494.00331, 494.00331(2), 494.0036, 494.004(1), 494.0066, 494.00611, 494.00611(2), 494.00612, 494.00612(1), 494.0066(2), 494.0067, 494.0069(1)(f), 494.0069(6) FS
PRINT PUBLISH DATE: 10/22/2026   Vol. 52/206
COMMENTS: From 10/22/2026 To 11/12/2026 (21 Days)
Send a one-time comment to the Agency.
Communicate with the Agency with saved comments and agency replies.

Comments submitted through FLRules.org shall be 8000 characters or less. Comments that exceed the character limit should be submitted directly to the agency pursuant the instructions in the Notice of Proposed Rule. The submitter is responsible for ensuring that the agency has received the comment.
REFERENCE MATERIALS: Ref-20290 NMLS Company Form (Form MU1)
Ref-20308 NMLS Individual Form (Form MU2)
Ref-20310 NMLS Individual Form (Form MU4)
Ref-20312 Mortgage Brokerage Deposit Account Form, Form OFR-494-09
Ref-20313 Mortgage Brokerage Transaction and Lending Journal, Form OFR-494-10
Ref-20314 Calculation of Aggregate Value of Mortgage Loans Serviced, Form OFR-494-11
Ref-20315 Noninstitutional Investor’s Funds Account Form, Form OFR-494-12
Ref-20317 12 C.F.R. § 1003.5


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