Florida Department of State and Division of Library and Information Services
Notice: 31492231
Notice of Proposed Rule
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview
RULE:
69W-600.0015   Canadian Dealer Notice-Filing
69W-600.0018   Notice-Filing and Requirements for Florida Limited Offering Exemption Issuers
69W-600.0019   Registration of Florida Limited Offering Intermediaries
69W-600.0145   Requirements for Florida Intrastate Crowdfunding Intermediaries
RULEMAKING AUTHORITY: 517.03, 517.12, 517.121, 517.0611, 517.1611, FS.
LAW: 517.12, 517.121, 517.0611, 517.1611, FS.
PRINT PUBLISH DATE: 10/13/2026   Vol. 52/199
COMMENTS: From 10/13/2026 To 11/3/2026 (21 Days)
Send a one-time comment to the Agency.
Communicate with the Agency with saved comments and agency replies.

Comments submitted through FLRules.org shall be 8000 characters or less. Comments that exceed the character limit should be submitted directly to the agency pursuant the instructions in the Notice of Proposed Rule. The submitter is responsible for ensuring that the agency has received the comment.
REFERENCE MATERIALS: Ref-20324 Notice Filing for Canadian Broker-Dealer, OFR Form CAN (eff. 12/26)
Ref-20325 Form FLO Final Coded
Ref-20326 Form FLO-INT - Florida Limited Offering Intermediary Application


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