Reference: Ref-20325

Reference Name: Form FLO Final Coded
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s): No Adopted document(s).
Proposed Document(s):
10/7/2026 Form FLO Final Coded
Description: Form FLO Final Coded

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Proposed
69W-600.0015
......
The purpose and effect is to require a Canadian Broker-Dealer to provide its Canadian Revenue Agency Business Number, to update Form OFR CAN, Notice Filing for Canadian Broker-Dealer, Form FLO, Notice of Florida Limited .... 31492231 10/13/2026
Vol. 52/199