8681323, 69W-100.007 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 8681323

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

SECURITIES

Overview

RULE:

69W-100.007

Advertising and Sales Literature (Transferred)

PURPOSE:

The rule is clarified to provide that if an advertisement or sales literature is in compliance with the requirements of NASD Rule 2210, relating to communications with the public, the material does not need to be approved by or filed with the Office of Financial Regulation.

SUMMARY:

The rule is clarified to provide that if an advertisement or sales literature is in compliance with the requirements of NASD Rule 2210, relating to communications with the public, the material does not need to be approved by or filed with the Office of Financial Regulation.

RULEMAKING AUTHORITY:

517.03 FS.

LAW:

517.081 FS.

PRINT PUBLISH DATE:

6/18/2010 Vol. 36/24

COMMENTS:

From 6/18/2010 To 7/9/2010 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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