Rule: 69B-162.011 Prev Up Next
| Rule Title: Suitability and Disclosure in Annuity Investments - Forms Required | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
 Add to MyFLRules Favorites |
|
| Division: | Division of Insurance Agent and Agency Services | ||
| Chapter: | ANNUITY CONTRACTS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
|
Effective Date: | 5/22/2024 |
| History Notes: | Rulemaking Authority 624.308, 627.4554 FS. Law Implemented 627.4554 FS. History–New 12-25-09, Amended 10-21-14, 5-22-24. | |
| References in this version: |
Ref-16581 Appendix A - Insurance Agent (Producer) Disclosure for Annuities, DFS-H1-1990 Ref-16582 Appendix B - Consumer Refusal to Provide Information - DFS-H1-1991 Ref-16583 Appendix C - Consumer Decision to Purchase an Annuity Not Based on a Recommendation - DFS-H1-1992 |
| Notice / Adopted |
Description | ID | Publish Date |
|
|---|---|---|---|---|
|
Suitability and Disclosure in Annuity Investments - Forms Required | 28323241 |
Effective: 05/22/2024 |
|
|
|
The rulemaking will replace current forms and provide a timeframe for insurers and agents to comply with a request for records from the department. | 28110423 |
3/4/2024 Vol. 50/44 |
|
|
|
This workshop will consider public input on the proposed changes to the above-referenced rule. November 20, 2023, from 10:30 a.m. till 12:00 p.m. 200 East Gaines Street, Tallahassee, Florida 32399, Larson Building, .... |
27733772 |
11/3/2023 Vol. 49/215 |
|
|
|
The rulemaking will update current forms to implement chapter 2023-130, Laws of Florida. | 27698270 |
10/25/2023 Vol. 49/208 |
|
|
|
Suitability and Disclosure in Annuity Investments - Forms Required | 15148119 |
Effective: 10/21/2014 |
|
|
|
Suitability and Disclosure in Annuity Contracts-Forms Required. | 15027742 |
9/8/2014 Vol. 40/174 |
|
|
|
Suitability and Disclosure in Annuity Contracts-Forms Required. | 14949075 |
8/19/2014 Vol. 40/161 |
|
|
|
The proposed rule is amended to conform with revisions to s. 627.4554, F.S., as enacted by SB 166 (Chapter 2013-163, Laws of Florida). SB 166 substantially revised Florida consumer protection laws relating to the sales of .... | 14575528 |
5/21/2014 Vol. 40/99 |
|
|
|
The proposed rule is amended to conform with revisions to s. 627.4554, F.S., as enacted by SB 166 (Chapter 2013-163, Laws of Florida). SB 166 substantially revised Florida consumer protection laws relating to the sales of .... | 14131462 |
2/3/2014 Vol. 40/22 |
|
|
|
Suitability and Disclosure in Annuity Contracts-Forms Required. | 11075574 |
6/1/2012 Vol. 38/22 |
|
|
Suitability and Disclosure in Annuity Contracts-Forms Required. | 10578546 |
11/4/2011 Vol. 37/44 |
|
|
|
The purpose of the proposed rule amendment is to revise the existing rule to reflect certain provisions of Senate Bill 2176, a general insurance bill passed by the 2010 Legislature. The relevant statute, Section 626.99(4)(c), .... | 10121773 |
7/22/2011 Vol. 37/29 |
|
|
|
The purpose of the proposed rule amendment is to revise the existing rule to reflect certain provisions of Senate Bill 2176, a general insurance bill passed by the 2010 Legislature. The relevant statute, Section 626.99(4)(c), .... | 9376813 |
11/19/2010 Vol. 36/46 |
|
|
|
Suitability and Disclosure in Annuity Contracts-Forms Required. | 7908912 |
Effective: 12/25/2009 |
|
|
|
waiver filed by Sun Life Assurance Company of Canada (U.S.). The petition seeks a 30-day waiver from Rule 69B-162.011, F.A.C., in order to have more time to revise its systems before being required to use the forms adopted .... | 8066537 |
12/24/2009 Vol. 35/51 |
|
|
|
waiver filed by Liberty Life Insurance Company. The petition seeks a 30-day waiver from Rule 69B-162.011, F.A.C., in order to have more time to revise its systems before being required to use the forms adopted in Rule 69B-162.011, .... | 8066440 |
12/24/2009 Vol. 35/51 |
|
|
|
permanent variance, filed by American Equity Investment Life Insurance Company. The petition seeks a permanent variance from the requirement in Form DFS-H1-1908, Annuity Suitability Questionnaire, incorporated in Rule 69B-162.011, .... | 8066343 |
12/24/2009 Vol. 35/51 |
|
|
|
American Council of Life Insurance vs. Department of Financial Services; Case No.: 09-4909RP; Rule No.: 69B-162.011; Dismissed | 7837617 |
10/30/2009 Vol. 35/43 |
|
|
|
American Council of Life Insurance vs. Department of Financial Services; Case No.: 09-4909RP; Rule No.: 69B-162.011; Petition | 7836356 |
10/30/2009 Vol. 35/43 |
|
|
|
Suitability and Disclosure in Annuity Contracts-Forms Required. | 7509854 |
8/21/2009 Vol. 35/33 |
|
|
|
Suitability and Disclosure in Annuity Contracts-Forms Required. | 7491715 |
8/14/2009 Vol. 35/32 |
|
|
|
The proposed rule implements Section 627.4554, Florida Statutes, by adopting an Annuity Suitability form and a Disclosure and Comparison of Annuity Contracts form for use in sales of annuities to senior consumers. | 7159781 |
5/22/2009 Vol. 35/20 |
|
|
|
The proposed rule implements Section 627.4554, Florida Statutes by adopting an Annuity Suitability form and a Disclosure and Comparison of Annuity Contracts form for use in sales of annuities to senior consumers. | 6621334 |
1/16/2009 Vol. 35/02 |
|