Rule: 69W-300.002 Prev Up Next
Rule Title: Financial Statements and Reports (Repealed) | |||
Department: | DEPARTMENT OF FINANCIAL SERVICES |
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Division: | Securities | ||
Chapter: | APPLICATIONS |
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
Effective Date: | 5/6/2015 | |
History Notes: | Rulemaking Authority 517.03 FS. Law Implemented 517.081, 517.12 FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-300.02, Amended 6-28-93, 11-22-93, 12-24-95, 9-19-00, 10-30-03, Formerly 3E-300.002, Amended 5-15-07, 9-30-10, 9-22-14, Repealed 5-6-15. | |
References in this version: | No reference(s). |
Notice / Adopted |
Description | ID | Publish Date |
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Financial Statements and Reports (Repealed) | 15918202 |
Effective: 05/06/2015 |
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The Office proposes to repeal current financial reporting rules 69W-300.002 and 69W-600.015 and net capital rule 69W-600.016, to be replaced by proposed new consolidated net capital/financial reporting rules in 69W-600.0151 .... | 15563182 |
1/29/2015 Vol. 41/19 |
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Proposed amendments to Rules 69W-200.002, 400.002, 500.011, 600.0131, 600.0132, 600.014, and 1000.001; proposed repeal of rules 69W-300.002, .... December 18, 2014, 1:30 p.m. Room B103, Office of Financial Regulation, 200 East Gaines Street, .... |
15343962 |
12/4/2014 Vol. 40/234 |
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The Office proposes to repeal current financial reporting rules 69W-300.002 and 69W-600.015 and net capital rule 69W-600.016, to be replaced by proposed new consolidated net capital/financial reporting rules 69W-600.0151 .... | 15273734 |
11/24/2014 Vol. 40/228 |
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Financial Statements and Reports | 15033368 |
Effective: 09/22/2014 |
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This is the Final Public Hearing on the adoption of proposed amendments to this rule, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
14896598 |
8/4/2014 Vol. 40/150 |
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Financial Statements and Reports | 14665350 |
6/10/2014 Vol. 40/112 |
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Financial Statements and Reports | 14644204 |
6/4/2014 Vol. 40/108 |
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The rule is proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... | 14547689 |
5/19/2014 Vol. 40/97 |
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The rule is proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... | 14449622 |
4/15/2014 Vol. 40/73 |
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Financial Statements and Reports | 9161182 |
Effective: 09/30/2010 |
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This is the Final Public Hearing on the adoption of proposed amendments to Rules 69W-300.002 and 69W-300.003, F.A.C., published on June 18, .... August 26, 2010, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
8990656 |
8/13/2010 Vol. 36/32 |
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Rule 69W-300.002, F.A.C., is amended to reflect the most current version of federal regulations and federal statutes referenced in the rule. The rule is also amended to replace references to the National Association of Securities .... | 8682196 |
6/18/2010 Vol. 36/24 |
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Rule 69W-300.002, F.A.C., is amended to reflect the most current version of federal regulations and federal statutes referenced in the rule. The rule is also amended to replace references to the National Association of Securities .... | 8068962 |
12/24/2009 Vol. 35/51 |
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Financial Statements and Reports | 4117861 |
Effective: 05/15/2007 |
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Chapter 2006-213, Laws of Florida, contains amendments to Chapter 517, Florida Statutes, relating to the Florida Securities and Investors Protection Act. This law requires financial statements to be prepared in accordance .... | 3828607 |
2/23/2007 Vol. 33/08 |
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Chapter 2006-213, Laws of Florida, contains amendments to Chapter 517, Florida Statutes, relating to the Florida Securities and Investors Protection Act. This law contains a number of provisions relating to the licensing .... | 3332452 |
12/22/2006 Vol. 32/51 |
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Financial Statements and Reports | 2861905 |
Effective: 10/30/2003 |