Rule: 69W-700.004 Prev   Up   Next

Rule Title: Circulation of Preliminary Prospectuses
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 10/1/2024
History Notes: Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3) FS. History–New 9-20-82, Formerly 3E-20.02, 3E-700.04, Amended 10-26-97, Formerly 3E-700.004, Amended 10-4-24.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-700.004
Circulation of Preliminary Prospectuses 28755085 Effective:
10/01/2024
View Text Correction
69W-700.004
Circulation of Preliminary Prospectuses 28708816 9/4/2024
Vol. 50/173
View Text Proposed
69W-700.004
The purpose and effect is to incorporate provisions from Rule 69W-700.031, Florida Administrative Code, into this rule as both rules concern the same subject matter. 28562346 7/19/2024
Vol. 50/141
View Text Development
69W-700.004
The purpose and effect is to incorporate provisions from Rule 69W-700.031, Florida Administrative Code, into this rule as both rules concern the same subject matter. 28557496 7/18/2024
Vol. 50/140
View Text Final
69W-700.004
Circulation of Preliminary Prospectuses 2866367 Effective:
10/26/1997