69W-700.004 : Circulation of Preliminary Prospectuses - Florida Administrative Rules, Law, Code, Register

Florida Department of State and Division of Library and Information Services

Rule: 69W-700.004 Prev Up Next

Rule Title: Circulation of Preliminary Prospectuses
Department:	DEPARTMENT OF FINANCIAL SERVICES	Add to MyFLRules Favorites
Division:	Securities
Chapter:	REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	10/1/2024
	History Notes:	Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3) FS. History–New 9-20-82, Formerly 3E-20.02, 3E-700.04, Amended 10-26-97, Formerly 3E-700.004, Amended 10-4-24.
	References in this version:	No reference(s).

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Final 69W-700.004	Circulation of Preliminary Prospectuses	28755085	Effective: 10/01/2024
Correction 69W-700.004	Circulation of Preliminary Prospectuses	28708816	9/4/2024 Vol. 50/173
Proposed 69W-700.004	The purpose and effect is to incorporate provisions from Rule 69W-700.031, Florida Administrative Code, into this rule as both rules concern the same subject matter.	28562346	7/19/2024 Vol. 50/141
Development 69W-700.004	The purpose and effect is to incorporate provisions from Rule 69W-700.031, Florida Administrative Code, into this rule as both rules concern the same subject matter.	28557496	7/18/2024 Vol. 50/140
Final 69W-700.004	Circulation of Preliminary Prospectuses	2866367	Effective: 10/26/1997

Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.