Florida Department of State and Division of Library and Information Services

Reference: Ref-01020

Reference Name: Form ADV, Uniform Application for Investment Adviser Registration (9-2011)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
2/12/2012 Form ADV, Uniform Application for Investment Adviser Registration (9-2011)
Modified Document(s): No Modified document(s).
Description: Form ADV, Uniform Application for Investment Adviser Registration (9-2011)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-301.002 		Processing of Applications and Notice-Filings 13733180 Effective:
11/14/2013
View Text Final
69W-301.002 		Processing of Applications 11465223 Effective:
04/26/2012
View Text Proposed
69W-301.002 		Rule 69W-301.002, F.A.C., is being amended to adopt the latest versions of the Form ADV, Uniform Application for Investment Adviser Registration (9/2011), and Form BD, Uniform Application for Broker-Dealer Registration (1/2008). .... 11101861 3/30/2012
Vol. 38/13



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