Reference: Ref-01020
Reference Name: | Form ADV, Uniform Application for Investment Adviser Registration (9-2011) |
Agency: | 69 Department of Financial Services 69W Securities |
Original Document(s): |
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Modified Document(s): | No Modified document(s). | |||||
Description: | Form ADV, Uniform Application for Investment Adviser Registration (9-2011) |
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference MaterialNotice / Adopted |
Description | ID | Publish Date |
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Processing of Applications and Notice-Filings | 13733180 |
Effective: 11/14/2013 |
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Processing of Applications | 11465223 |
Effective: 04/26/2012 |
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Rule 69W-301.002, F.A.C., is being amended to adopt the latest versions of the Form ADV, Uniform Application for Investment Adviser Registration (9/2011), and Form BD, Uniform Application for Broker-Dealer Registration (1/2008). .... | 11101861 |
3/30/2012 Vol. 38/13 |