Notice: 13733180
Final Adopted Version in F.A.C.
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: PROCEDURAL RULES FOR PROCESSING

VIEW NOTICE

Overview

RULE:
69W-301.002   Processing of Applications and Notice-Filings (Repealed)
RULE FILE DATE: 10/25/2013
RULE EFFECTIVE DATE: 11/14/2013
HISTORY NOTES: Rulemaking Authority 517.03(1), 517.12, 517.1201, 517.081(2), 517.082(4) FS. Law Implemented 120.60(1), 517.051 , 517.075, 517.081, 517.082, 517.12, 517.1202, 517.161(5) FS. History–Revised and Transferred from 3E-300.01, 9-20-82, Formerly 3E-301.02, Amended 10-15-86, 2-1-87, 12-8-87, 7-29-90, 7-31-91, 6-16-92, 1-10-93, 3-13-94, 10-1-96, 10-23-97, 6-22-98, 6-10-99, 5-7-00, 7-10-02, Formerly 3E-301.002, Amended 3-16-06, 6-10-07, 11-22-10, 4-26-12, 11-14-13.

OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES: Division of Administrative Hearings

FEDERAL RULES
AND REGULATIONS:
Electronic Code of Federal Regulations

HOW TO LINK TO
THIS NOTICE:
http://flrules.org/gateway/ruleno.asp?id=69W-301.002&Section=0
REFERENCE MATERIALS: Ref-01020 Form ADV, Uniform Application for Investment Adviser Registration (9-2011)
Ref-01021 Form BD, Uniform Application for Broker-Dealer Registration (1-2008)