Florida Department of State and Division of Library and Information Services

Reference: Ref-01021

Reference Name: Form BD, Uniform Application for Broker-Dealer Registration (1-2008)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
4/26/2012 Form BD, Uniform Application for Broker-Dealer Registration (1-2008)
Proposed Document(s):
2/12/2012 Form BD, Uniform Application for Broker-Dealer Registration (1-2008)
Description: Form BD, Uniform Application for Broker-Dealer Registration (1-2008)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-301.002 		Processing of Applications and Notice-Filings 13733180 Effective:
11/14/2013
View Text Final
69W-301.002 		Processing of Applications 11465223 Effective:
04/26/2012



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