Florida Department of State and Division of Library and Information Services

Reference: Ref-11280

Reference Name: Form ADV, Uniform Application for Investment Adviser Registration and Report Form by Exempt Reporting Advisers (07-17).
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
11/5/2019 Form ADV, Uniform Application for Investment Adviser Registration and Report Form by Exempt Reporting Advisers (07-17).
Proposed Document(s):
10/25/2019 Form ADV, Uniform Application for Investment Adviser Registration and Report Form by Exempt Reporting Advisers (07-17).
Description: Form ADV, Uniform Application for Investment Adviser Registration and Report Form by Exempt Reporting Advisers (07-17).

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-600.0016 		Application for Registration as an Investment Adviser (State Registered) 22602569 Effective:
11/26/2019
View Text Final
69W-600.0017 		Notice-Filing for Federal Covered Advisers 22602666 Effective:
11/26/2019
View Text Final
69W-600.0132 		Custody Requirements for Investment Advisers 22603636 Effective:
11/26/2019



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