Florida Department of State and Division of Library and Information Services
Notice: 22602666
Final Adopted Version in F.A.C.
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview
RULE:
69W-600.0017   Notice-Filing for Federal Covered Advisers
RULE FILE DATE: 11/6/2019
RULE EFFECTIVE DATE: 11/26/2019
HISTORY NOTES: Rulemaking Authority 517.03(1), 517.1201 FS. Law Implemented 517.1201 FS. History–New 12-29-15, Amended 11-26-19.
OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)
RELATED COURT CASES: Division of Administrative Hearings
FEDERAL RULES
AND REGULATIONS: 		Electronic Code of Federal Regulations
HOW TO LINK TO
THIS NOTICE: 		http://flrules.org/gateway/ruleno.asp?id=69W-600.0017&Section=0
REFERENCE MATERIALS: Ref-06089 Form U4
Ref-06090 Form U5
Ref-11280 Form ADV, Uniform Application for Investment Adviser Registration and Report Form by Exempt Reporting Advisers (07-17).
Ref-11281 Form ADV-W, Notice of Withdrawal from Registration as an Investment Adviser (07/17)


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