Reference: Ref-11281
| Reference Name: | Form ADV-W, Notice of Withdrawal from Registration as an Investment Adviser (07/17) |
| Agency: | 69 Department of Financial Services 69W Securities |
| Original Document(s): |
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| Modified Document(s): | No Modified document(s). | |||||
| Description: | Form ADV-W, Notice of Withdrawal from Registration as an Investment Adviser (07/17) | |||||
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Application for Registration as an Investment Adviser (State Registered) | 28753436 |
Effective: 10/01/2024 |
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Application for Registration as an Investment Adviser (State Registered) | 28114885 |
Effective: 03/21/2024 |
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Notice-Filing for Federal Covered Advisers | 28114982 |
Effective: 03/21/2024 |
|
|
|
Application for Registration as an Investment Adviser (State Registered) | 26781814 |
Effective: 02/14/2023 |
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Notice-Filing for Federal Covered Advisers | 24065232 |
Effective: 01/18/2021 |
|
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Application for Registration as an Investment Adviser (State Registered) | 24065135 |
Effective: 01/18/2021 |
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Application for Registration as an Investment Adviser (State Registered) | 22602569 |
Effective: 11/26/2019 |
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Notice-Filing for Federal Covered Advisers | 22602666 |
Effective: 11/26/2019 |
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