Florida Department of State and Division of Library and Information Services

Reference: Ref-12548

Reference Name: FORM ADV 09-19
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
12/16/2020
Modified Document(s): No Modified document(s).
Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-600.0016 		Application for Registration as an Investment Adviser (State Registered) 26781814 Effective:
02/14/2023
View Text Final
69W-600.0016 		Application for Registration as an Investment Adviser (State Registered) 24065135 Effective:
01/18/2021



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