Reference: Ref-16476

Reference Name: Securities Exchange Act of 1934 (15 U.S.C. ss. 78a through 78qq) 07-06-23
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
2/21/2024 Securities Exchange Act of 1934 (15 U.S.C. ss. 78a through 78qq) 07-06-23
Modified Document(s): No Modified document(s).
Description: Securities Exchange Act of 1934 (15 U.S.C. ss. 78a through 78qq) 07-06-23

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 28752466 Effective:
10/01/2024
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 28116631 Effective:
03/21/2024