Florida Department of State and Division of Library and Information Services

Reference: Ref-16476

Reference Name: Securities Exchange Act of 1934 (15 U.S.C. ss. 78a through 78qq) 07-06-23
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
2/21/2024 Securities Exchange Act of 1934 (15 U.S.C. ss. 78a through 78qq) 07-06-23
Modified Document(s): No Modified document(s).
Description: Securities Exchange Act of 1934 (15 U.S.C. ss. 78a through 78qq) 07-06-23

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Proposed
69W-200.002 		The purpose and effect is to amend the existing rule to incorporate by reference the current versions of general industry standards, including FINRA Rule 3110 as amended by SR-FINRA-2024-015 eff. November 26, 2024. 29726249 6/30/2025
Vol. 51/126
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 28752466 Effective:
10/01/2024
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 28116631 Effective:
03/21/2024



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