Florida Department of State and Division of Library and Information Services
Notice: 29726249
Notice of Proposed Rule
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: DEFINITIONS

VIEW NOTICE

Overview
RULE:
69W-200.002   General Industry Standards Incorporated by Reference
RULEMAKING AUTHORITY: 517.03, 517.1215, 517.1217, FS.
LAW: 517.12, 517.081, 517.1215, 517.1217, 517.161, FS.
PRINT PUBLISH DATE: 6/30/2025   Vol. 51/126
COMMENTS: From 6/30/2025 To 7/21/2025 (21 Days)
Send a one-time comment to the Agency.
Communicate with the Agency with saved comments and agency replies.

Comments submitted through FLRules.org shall be 8000 characters or less. Comments that exceed the character limit should be submitted directly to the agency pursuant the instructions in the Notice of Proposed Rule. The submitter is responsible for ensuring that the agency has received the comment.
REFERENCE MATERIALS: Ref-15084 13 - 17 C.F.R. part 210 4.1.21
Ref-16476 Securities Exchange Act of 1934 (15 U.S.C. ss. 78a through 78qq) 07-06-23
Ref-16479 SEC Rule 415 (17 C.F.R. 230.415) 4-1-22
Ref-16961 14 - SEC Rules 134, 134a, 135a, 144, 156, 419, 481 and 482, (17 C.F.R. §§230.134, 230.134a, 230.135a, 230.144, 230.156, 230.419, 230.481 and 230.482) (4-1-23)
Ref-16963 28 - SEC Rule 15c3-3 and Exhibit A (17 C.F.R. §§240.15c3-3 and 240.15c3-3a) (4-1-23 edition)
Ref-16967 42 - FINRA Rule 2000 Series (2010 through 2370) (existing as of 5-7-24)
Ref-16968 43 - FINRA Rule 3000 Series (3110 through 3310) (existing as of 5-7-24)
Ref-16969 44 - FINRA Rule 4000 Series (4110 through 4590) (existing as of 5-7-24)
Ref-16971 46 - FINRA Rule 6000 Series (6110 through 6898) (existing as of 5-7-24)
Ref-16973 47 - FINRA Rule 7000 Series (7110 through 7730) (existing as of 5-7-24)
Ref-16974 48 - FINRA Rule 11000 Series (11100 through 11900) (existing as of 5-8-24)
Ref-16975 49 - MSRB Definitional Rules D-1 to D-15, and General Rules G-1 to G-48 (existing as of 10-1-23)


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