Florida Department of State and Division of Library and Information Services

Reference: Ref-16975

Reference Name: 49 - MSRB Definitional Rules D-1 to D-15, and General Rules G-1 to G-48 (existing as of 10-1-23)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
8/15/2024 49 - MSRB Definitional Rules D-1 to D-15, and General Rules G-1 to G-48 (existing as of 10-1-23)
Modified Document(s): No Modified document(s).
Description: 49 - MSRB Definitional Rules D-1 to D-15, and General Rules G-1 to G-48 (existing as of 10-1-23)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Proposed
69W-200.002 		The purpose and effect is to amend the existing rule to incorporate by reference the current versions of general industry standards, including FINRA Rule 3110 as amended by SR-FINRA-2024-015 eff. November 26, 2024. 29726249 6/30/2025
Vol. 51/126
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 28752466 Effective:
10/01/2024



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