Reference: Ref-16500
| Reference Name: | FORM ADV, Uniform Application for Investment Adviser Registration (8-22) |
| Agency: | 69 Department of Financial Services 69W Securities |
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| Description: | FORM ADV, Uniform Application for Investment Adviser Registration (8-22) | |||||
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Application for Registration as an Investment Adviser (State Registered) | 29940134 |
Effective: 09/16/2025 |
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Application for Registration as an Investment Adviser (State Registered) | 28753436 |
Effective: 10/01/2024 |
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Application for Registration as an Investment Adviser (State Registered) | 28114885 |
Effective: 03/21/2024 |
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