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Reference: Ref-18239

Reference Name:	Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) (2-14-25)
Agency:	69 Department of Financial Services 69W Securities

Modified Document(s):

No Modified document(s).

Adopted Document(s):

2 - Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) 2-14-25_Part1.pdf
2 - Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) 2-14-25_Part2.pdf

7/25/2025

Proposed Document(s):

2 - Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) 2-14-25_Part1.pdf
2 - Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) 2-14-25_Part2.pdf

6/27/2025

Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material

Section	Description	ID	Publish Date

Final 69W-200.002	General Industry Standards Incorporated by Reference	29935963	Effective: 09/16/2025
Correction 69W-200.002	General Industry Standards Incorporated by Reference	29886202	8/18/2025 Vol. 51/160

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