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Rules Open for Comments
Notice: 29886202
Notice of Change/Withdrawal
Department:
DEPARTMENT OF FINANCIAL SERVICES
Division:
Securities
Chapter:
DEFINITIONS
Overview
RULE:
69W-200.002
General Industry Standards Incorporated by Reference
PRINT PUBLISH DATE:
8/18/2025
Vol. 51/160
OVERSIGHT COMMITTEE:
Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)
RELATED COURT CASES:
Division of Administrative Hearings
FEDERAL eRULEMAKING
WEB PORTAL:
Regulations.gov
HOW TO LINK TO
THIS NOTICE:
http://flrules.org/gateway/ruleno.asp?id=69W-200.002&PDate=8/18/2025&Section=3
REFERENCE MATERIALS:
Ref-18239 Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) (2-14-25)
Ref-18240 Securities Exchange Act of 1934 (15 U.S.C. ss. 78a through 78qq) (2-14-25)
Ref-18241 Regulation S-X (17 C.F.R. Part 210) (4-1-24)
Ref-18242 SEC Rules 134, 134a, 135a, 144, 156, 419, 481 and 482, (17 C.F.R. §§230.134, 230.134a, 230.135a, 230.144, 230.156, 230.419, 230.481 and 230.482) (4-1-24)
Ref-18243 SEC Rule 415 (17 C.F.R. §230.415) (4-1-24)
Ref-18375 SEC Rule 15c3-3 and Exhibit A (17 C.F.R. §§240.15c3-3 and 240.15c3-3a) (4-1-24 edition)
Ref-18376 Regulation M (17 C.F.R. §§242.100 through 242.105) (4-1-24 edition)
Ref-18377 Regulation SHO (17 C.F.R. ss.242.200-242.203) (4-1-24 edition)
Ref-18378 Regulation S-P §248.30 (17 C.F.R. §248.30) (4-1-24 edition)
Ref-18379 FINRA Rule 2000 Series 2.17.25
Ref-18380 FINRA Rule 3000 Series 2.17.25
Ref-18381 FINRA Rule 4000 Series 2.17.25
Ref-18382 FINRA Rule 5000 Series 2.17.25
Ref-18400 FINRA Rule 6000 Series 2.17.25
Ref-18401 FINRA Rule 11000 Series 2.18.25
Ref-18402 MSRB Definitional Rules D-1 to D-15, and General Rules G-1 to G-48 (existing as of 10-1-24)
Ref-18403 FINRA Rule 7000 Series 2.18.25
