Reference: Ref-18375
| Reference Name: | SEC Rule 15c3-3 and Exhibit A (17 C.F.R. §§240.15c3-3 and 240.15c3-3a) (4-1-24 edition) |
| Agency: | 69 Department of Financial Services 69W Securities |
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Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
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General Industry Standards Incorporated by Reference | 29886202 |
8/18/2025 Vol. 51/160 |
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