Reference: Ref-18243

Reference Name: SEC Rule 415 (17 C.F.R. §230.415) (4-1-24)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
7/25/2025
Proposed Document(s):
6/27/2025
Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Correction
69W-200.002
General Industry Standards Incorporated by Reference 29886202 8/18/2025
Vol. 51/160