Rule: 69W-600.0019 Prev Up Next
| Rule Title: Registration of Florida Limited Offering Intermediaries | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 10/1/2024 |
| History Notes: | Rulemaking Authority 517.03(1), 517.12(19), 517.121(1), 517.1611 FS. Law Implemented 517.12(19), 517.1611 FS. History–New 12-29-15, Amended 1-18-21, 3-21-24, 10-1-24. | |
| References in this version: |
Ref-16982 Registration of Florida Limited Offering Intermediary Application, Form FLO-INT (10/2024) |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Registration of Florida Limited Offering Intermediaries | 28753533 |
Effective: 10/01/2024 |
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Registration of Florida Limited Offering Intermediaries | 28115079 |
Effective: 03/21/2024 |
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Registration of Florida Intrastate Crowdfunding Intermediaries | 24065329 |
Effective: 01/18/2021 |
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Registration of Florida Intrastate Crowdfunding Intermediaries | 16901491 |
Effective: 12/29/2015 |
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