69W-500.006 : Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(10), F.S - Florida Administrative Rules, Law, Code, Register

Florida Department of State and Division of Library and Information Services

Rule: 69W-500.006 Prev Up Next

Rule Title: Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(10), F.S
Department:	DEPARTMENT OF FINANCIAL SERVICES	Add to MyFLRules Favorites
Division:	Securities
Chapter:	EXEMPT TRANSACTIONS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	10/20/2024
	History Notes:	Rulemaking Authority 517.03 FS. Law Implemented 517.061(10) FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-500.06, Amended 7-31-91, Formerly 3E-500.006, Amended 3-21-24, 10-20-24.
	References in this version:	No reference(s).

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Final 69W-500.006	Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(10), F.S	28827253	Effective: 10/20/2024
Proposed 69W-500.001 ......	The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references.	28542461	7/12/2024 Vol. 50/136
Development 69W-500.001 ......	The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references.	28472136	6/20/2024 Vol. 50/121
Final 69W-500.006	Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(10), F.S	28114206	Effective: 03/21/2024
Proposed 69W-500.006 ......	The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify ....	27941643	1/12/2024 Vol. 50/09
Development 69W-500.006 ......	The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify ....	27426185	8/11/2023 Vol. 49/156
Final 69W-500.006	Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S	2862972	Effective: 07/31/1991

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