Rule: 69W-500.016 Prev Up Next
| Rule Title: Exemption for Issuers of Section 4(a)(2) Offerings | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
 Add to MyFLRules Favorites |
|
| Division: | Securities | ||
| Chapter: | EXEMPT TRANSACTIONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
|
Effective Date: | 9/22/2014 |
| History Notes: | Rulemaking Authority 517.03(1), 517.061(19) FS. Law Implemented 517.061(19) FS. History–New 1-1-02, Formerly 3E-500.016, Amended 9-30-10, 9-22-14. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
|
|---|---|---|---|---|
|
Exemption for Issuers of Section 4(a)(2) Offerings | 15039091 |
Effective: 09/22/2014 |
|
|
|
This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
14896695 |
8/4/2014 Vol. 40/150 |
|
|
|
Disclosure Requirements of Section 517.061(11)(a)3., F.S, Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S, Exemption/Charitable Contributions to Pooled Income Funds, Exemption .... | 14666126 |
6/10/2014 Vol. 40/112 |
|
|
|
Disclosure Requirements of Section 517.061(11)(a)3., F.S, Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S, Exemption/Charitable Contributions to Pooled Income Funds, Exemption .... | 14644107 |
6/4/2014 Vol. 40/108 |
|
|
|
The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... | 14547980 |
5/19/2014 Vol. 40/97 |
|
|
|
The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... | 14449719 |
4/15/2014 Vol. 40/73 |
|
|
|
Exemption for Issuers of Section 4(a)(2) Offerings | 9161764 |
Effective: 09/30/2010 |
|
|
This is the Final Public Hearing on the adoption of proposed amendments to the Rules 69W-500.008, 69W-500.013, 69W-500.015, 69W-500.016 and .... August 26, 2010, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
8990850 |
8/13/2010 Vol. 36/32 |
|
|
|
Rules 69W-500.008, .015, .016, and .017, F.A.C., are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-500.013, F.A.C., is amended to correct a cross .... | 8685785 |
6/18/2010 Vol. 36/24 |
|
|
|
Rules 69W-500.008, .015, .016, and .017, F.A.C., are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-500.013, F.A.C., is amended to correct a cross .... | 8069156 |
12/24/2009 Vol. 35/51 |
|
|
|
Exemption for Issuers of Section 4(2) Offerings | 2863845 |
Effective: 01/01/2002 |
|