Rule: 69W-600.0141 Prev Up Next
| Rule Title: Notification of Delay of Disbursement/Transaction from Account of Specified Adult | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 1/18/2021 |
| History Notes: | Rulemaking Authority 517.03(1), 517.034(3), (4) FS. Law Implemented 517.34 FS. History–New 1-18-21. | |
| References in this version: |
Ref-12577 OFR Form DLY |
| Notice / Adopted |
Description | ID | Publish Date |
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Notification of Delay of Disbursement/Transaction from Account of Specified Adult | 24066299 |
Effective: 01/18/2021 |
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The purpose and effect is to implement section 517.34(5), Florida Statutes, concerning making the records relating to a delay placed by a dealer or investment adviser pursuant to section 517.34, Florida Statutes, available .... | 23946407 |
12/2/2020 Vol. 46/233 |
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Notification of Delay of Disbursement/Transaction from Account of Specified Adult | 23842714 |
11/4/2020 Vol. 46/216 |
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Notification of Delay of Disbursement/Transaction from Account of Specified Adult | 23842520 |
11/4/2020 Vol. 46/216 |
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The purpose and effect is to implement new section 517.34, Florida Statutes, and incorporate by reference new Form OFR-DLY, Notification of Delay of Disbursement/Transaction from Account of Specified Adult. | 23719330 |
10/2/2020 Vol. 46/193 |
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The purpose and effect is to implement new section 517.34, Florida Statutes, and incorporate by reference new Form OFR-DLY, Notification of Delay of Disbursement/Transaction from Account of Specified Adult. | 23369742 |
6/24/2020 Vol. 46/123 |
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