Rule: 69W-600.015 Prev Up Next
| Rule Title: Financial Reporting Requirements - Statement of Financial Condition - Dealers and Investment Advisers (Repealed) | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 5/6/2015 |
| History Notes: | Rulemaking Authority 517.03(1), 517.12(9), 517.121(2) FS. Law Implemented 517.12(9), 517.121(2) FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-600.15, Amended 6-16-92, 10-30-03, 4-8-04, Formerly 3E-600.015, Amended 11-22-10, 9-22-14, Repealed 5-6-15. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Financial Reporting Requirements - Statement of Financial Condition - Dealers and Investment Advisers (Repealed) | 15917523 |
Effective: 05/06/2015 |
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Financial Reporting Requirements - Statement of Financial Condition - Dealers and Investment Advisers | 15039964 |
Effective: 09/22/2014 |
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Financial Reporting Requirements - Statement of Financial Condition - Dealers and Investment Advisers | 9396795 |
Effective: 11/22/2010 |
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Financial Reporting Requirements - Statement of Financial Condition - Dealers and Investment Advisers | 2865688 |
Effective: 04/08/2004 |
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