69W-700.002 : Filing of Prospectus - Florida Administrative Rules, Law, Code, Register

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Rule Title: Filing of Prospectus
Department:	DEPARTMENT OF FINANCIAL SERVICES	Add to MyFLRules Favorites
Division:	Securities
Chapter:	REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	10/1/2024
	History Notes:	Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3) FS. History–New 9-20-82, Formerly 3E-20.01, 3E-700.02, Amended 10-26-97, Formerly 3E-700.002, Amended 11-22-10, 9-22-14, 11-25-19, 3-21-24, 10-1-24.
	References in this version:	Ref-16509 Form U-7, Small Corporate Offering Registration, (Rev. 5-19-2019)

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Final 69W-700.002	Filing of Prospectus	28754891	Effective: 10/01/2024
Proposed 69W-700.001 ......	The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.....	28543334	7/12/2024 Vol. 50/136
Development 69W-700.001 ......	The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.....	28472718	6/20/2024 Vol. 50/121
Final 69W-700.002	Filing of Prospectus	28117892	Effective: 03/21/2024
Proposed 69W-700.001 ......	The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting ....	27942225	1/12/2024 Vol. 50/09
Development 69W-700.001 ......	The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting ....	27461105	8/21/2023 Vol. 49/162
Final 69W-700.002	Filing of Prospectus	22604218	Effective: 11/25/2019
Proposed 69W-700.001 ......	The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms, to make the same available for public access through electronic hyperlinks, to delete references to obsolete ....	22252205	8/13/2019 Vol. 45/157
Development 69W-700.001 ......	The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms, to make the same available for public access through electronic hyperlinks, to delete references to obsolete ....	22020569	6/20/2019 Vol. 45/120
Final 69W-700.002	Filing of Prospectus	15037345	Effective: 09/22/2014
Public Meeting 69W-700.001 ......	This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	14897083	8/4/2014 Vol. 40/150
Change 69W-700.001 ......	Registration of Securities, Filing of Prospectus, Promoters Equity Investment Ratio, Voting Rights, Options or Warrants Granted Underwriters, Options and Warrants to Officers, Employees and Others, Preferred ....	14663798	6/10/2014 Vol. 40/112
Proposed 69W-700.001 ......	The rules are proposed for amendment to clearly state the forms required for the registration of securities; broaden the types of offerings to be all-inclusive and increase consumer protection; allow companies to determine ....	14550696	5/19/2014 Vol. 40/97
Development 69W-700.001 ......	The proposed amendments update the rules relating to the registration of securities.	14472805	4/22/2014 Vol. 40/78
Development 69W-700.002 ......	The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed ....	14450204	4/15/2014 Vol. 40/73
Final 69W-700.002	Filing of Prospectus	9397183	Effective: 11/22/2010
Public Hearing 69W-700.002 ......	This is the Final Public Hearing on the adoption of proposed amendments to Rules 69W-700.002, .015, and .028, F.A.C., published on August 20, .... October 12, 2010, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	9200079	10/1/2010 Vol. 36/39
Proposed 69W-700.002 ......	The rules are amended to reflect the latest versions of federal regulations, federal statutes, and forms referenced in the rules. The rules are also clarified to reflect the appropriate forms that must be filed in connection ....	8905490	8/20/2010 Vol. 36/33
Development 69W-700.002 ......	The rules are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-700.028, F.A.C., is clarified to reflect the appropriate forms that must be filed for ....	8069253	12/24/2009 Vol. 35/51
Final 69W-700.002	Filing of Prospectus	2866173	Effective: 10/26/1997

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