Notice: 28116922
Final Adopted Version in F.A.C.
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: NOTIFICATION REGISTRATION OF SECURITIES

VIEW NOTICE

Overview

RULE:
69W-800.001   Filing - Notification Registration Including Shelf Filings
RULE FILE DATE: 3/1/2024
RULE EFFECTIVE DATE: 3/21/2024
HISTORY NOTES: Rulemaking Authority 517.03(1) FS. Law Implemented 517.082 FS. History–New 10-15-86, Amended 12-8-87, 7-31-91, 10-1-96, 10-20-97, Formerly 3E-800.001, Amended 11-22-10, 10-29-12, 9-22-14, 11-25-19, 8-8-21, 3-21-24.

OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES: Division of Administrative Hearings

FEDERAL RULES
AND REGULATIONS:
Electronic Code of Federal Regulations

HOW TO LINK TO
THIS NOTICE:
http://flrules.org/gateway/ruleno.asp?id=69W-800.001&Section=0
REFERENCE MATERIALS: Ref-11275 Form U-2 Uniform Consent to Service of Process (6-2016)
Ref-16511 Form U-1, Uniform Application to Register Securities (04/17/23)