FAR Issue Vol. 42/No. 150 Section VII  
Issue Date: August 3, 2016
 
Total number of notices in Section VII:    2

Notice /
Adopted
Section Description ID Publish
Date
View Text Declination
Agency 61B
Andrew P. Speranzini, Esq., In Re: Toscana West Condominium Association, Inc., Docket ....
  The Division declined to issue a Declaratory Statement because it does not have authority to interpret, and then enforce its interpretation ....
17839384 8/3/2016
Vol. 42/150
View Text Disposition
69W-600.0013
Synovus Securities, Inc.
  (1) The petition sought the agency's opinion as to the applicability of 69W-600.013(2)(f) (2014), FAC, FINRA Rule 2040(a) and FINRA ....
17837250 8/3/2016
Vol. 42/150