FAR Issue Vol. 42/No. 150 | Section VII | |
Issue Date: August 3, 2016 | ||
Total number of notices in Section VII: 2 |
Notice / Adopted |
Description | ID | Publish Date |
|
---|---|---|---|---|
Andrew P. Speranzini, Esq., In Re: Toscana West Condominium Association, Inc., Docket .... The Division declined to issue a Declaratory Statement because it does not have authority to interpret, and then enforce its interpretation .... |
17839384 |
8/3/2016 Vol. 42/150 |
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Synovus Securities, Inc. (1) The petition sought the agency's opinion as to the applicability of 69W-600.013(2)(f) (2014), FAC, FINRA Rule 2040(a) and FINRA .... |
17837250 |
8/3/2016 Vol. 42/150 |