69U-100.045 : Examination Manuals and Referenced Standards - Florida Administrative Rules, Law, Code, Register

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Rule Title: Examination Manuals and Referenced Standards
Department:	DEPARTMENT OF FINANCIAL SERVICES	Add to MyFLRules Favorites
Division:	FSC - Financial Institution Regulation
Chapter:	FINANCIAL INSTITUTIONS GENERALLY

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	1/18/2021
	History Notes:	Rulemaking Authority 655.012(2) FS. Law Implemented 655.045 FS. History–New 10-24-93, Formerly 3C-1.015, Amended 1-2-95, 6-4-95, 5-22-96, Formerly 3C-100.045, Amended 9-2-10, 7-27-15, 12-9-15, 9-11-18, 1-18-21.
	References in this version:	Ref-05585 Office of Financial Regulation, State Credit Union Examination Manual (11/3/2014) Ref-09662 Federal Deposit Insurance Corporation Trust Examination Manual (4/2018) Ref-09670 National Credit Union Administration Examiner's Guide (5/2018) Ref-12617 Federal Financial Institutions Examination Council, Bank Secrecy Act/Anti-Money Laundering Examination Manual (4/2020) Ref-12618 Federal Deposit Insurance Corporation, RMS Manual of Examination Policies (8/2020) Ref-12619 Federal Financial Institutions Examination Council, Information Technology Examination Handbook, Information Security (9/2016) Ref-12620 Federal Financial Institutions Examination Council, Cybersecurity Assessment Tool (5/2017)

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Development 69U-100.045	The purpose and effect is to amend the existing rule to adopt updated examination reference manuals which are used for the purposes of conducting examinations of financial institutions to assess the performance and condition ....	29007382	11/25/2024 Vol. 50/230
Final 69U-100.045	Examination Manuals and Referenced Standards	24060479	Effective: 01/18/2021
Proposed 69U-100.003 ......	To update legal citations in the text and history of the rules; update forms, manuals, and federal regulations incorporated by reference; revise, clarify or delete language that is outdated, ambiguous, or unnecessary; and ....	23705071	9/30/2020 Vol. 46/191
Development 69U-100.003 ......	To amend the rules by updating statutory citations, adopting and incorporating materials and forms by reference, and revising, clarifying or deleting language that is outdated, obsolete, unclear, or duplicative of statutory ....	23578195	8/27/2020 Vol. 46/168
Final 69U-100.045	Examination Manuals and Referenced Standards	20831834	Effective: 09/11/2018
Change 69U-100.005 ......	Florida Control of Money Laundering in Financial Institutions, Disapproval of Directors or Executive Officers, Examination Manuals and Referenced Standards, Reporting of Significant Events or Conditions....	20635506	7/9/2018 Vol. 44/132
Correction 69U-100.005 ......	Florida Control of Money Laundering in Financial Institutions, Disapproval of Directors or Executive Officers, Examination Manuals and Referenced Standards, Reporting of Significant Events or Conditions....	20605921	7/2/2018 Vol. 44/128
Proposed 69U-100.005 ......	The OFR proposes to substantially amend Rule 69U-100.005, F.A.C., to conform to and implement legislative amendments to Section 655.50, Florida Statutes (“F.S.”), the Florida Control of Money Laundering and Terrorist Financing ....	20546751	6/14/2018 Vol. 44/116
Development 69U-100.005 ......	The Office of Financial Regulation intends to amend Rule 69U-100.005, F.A.C., to conform to and implement recent legislative amendments to Section 655.50, F.S., the Florida Control of Money Laundering and Terrorist Financing ....	20255072	4/5/2018 Vol. 44/67
Final 69U-100.045	Examination Manuals and Referenced Standards	16829032	Effective: 12/09/2015
Proposed 69U-100.045	The proposed amendment will update the version of the Federal Deposit Insurance Corporation, DSC Risk Management Manual of Examination Policies that is incorporated by reference in this rule.	16426288	9/2/2015 Vol. 41/171
Development 69U-100.045	The amendment will update the rule to incorporate the current version of the Federal Deposit Insurance Corporation, DSC Risk Management Manual of Examination Policies by reference.	16347912	8/17/2015 Vol. 41/159
Final 69U-100.045	Examination Manuals and Referenced Standards	16228214	Effective: 07/27/2015
Proposed 69U-100.045	The proposed amendments will update the versions of examination manuals that are incorporated by reference in this rule; comply with current requirements of Section 120.54(1)(i), F.S., for incorporating materials by reference; ....	15905301	4/16/2015 Vol. 41/74
Development 69U-100.045	The proposed amendments will update the versions of examination manuals that are incorporated by reference in this rule; comply with current requirements of Section 120.54(1)(i), F.S., for incorporating materials by reference; ....	15842639	3/30/2015 Vol. 41/61
Final 69U-100.045	Examination Manuals and Referenced Standards	9042745	Effective: 09/02/2010
Public Hearing 69U-100.045	This is the Final Public Hearing on the adoption of proposed amendments to Rule 69U-100.045, F.A.C., published on June 18, 2010, in Vol. 36, .... July 29, 2010, 9:00 a.m., during a regular meeting of the Financial .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	8883083	7/16/2010 Vol. 36/28
Proposed 69U-100.045	The rule is being amended to reflect the manuals that the Division of Banking uses to examine state-chartered financial institutions.	8678898	6/18/2010 Vol. 36/24
Development 69U-100.045	The rule is being amended to incorporate by reference current versions of examination manuals.	8096801	12/31/2009 Vol. 35/52
Final 69U-100.045	Examination Manuals and Referenced Standards	2835036	Effective: 05/22/1996

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