Rule: 69W-700.028 Prev Up Next
| Rule Title: Small Corporate Offering Registration (Repealed) | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF SECURITIES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 9/22/2014 |
| History Notes: | Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3), (7) FS. History–New 11-30-97, Formerly 3E-700.028, Amended 11-22-10, Repealed 9-22-14. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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Small Corporate Offering Registration (Repealed) | 15038218 |
Effective: 09/22/2014 |
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This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
14897083 |
8/4/2014 Vol. 40/150 |
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Registration of Securities, Filing of Prospectus, Promoters Equity Investment Ratio, Voting Rights, Options or Warrants Granted Underwriters, Options and Warrants to Officers, Employees and Others, Preferred .... | 14663798 |
6/10/2014 Vol. 40/112 |
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The rules are proposed for amendment to clearly state the forms required for the registration of securities; broaden the types of offerings to be all-inclusive and increase consumer protection; allow companies to determine .... | 14550696 |
5/19/2014 Vol. 40/97 |
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The proposed amendments update the rules relating to the registration of securities. | 14472805 |
4/22/2014 Vol. 40/78 |
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Small Corporate Offering Registration ("SCOR" Offering) | 11845657 |
8/10/2012 Vol. 38/32 |
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The purpose of the proposed rule amendments is to repeal Rules 69W-700.018, 69W-700.0024, and 69W-700.028, F.A.C. The Office has identified the rules for repeal as the result of the comprehensive review that it undertook .... | 10881283 |
5/4/2012 Vol. 38/18 |
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Small Corporate Offering Registration (Repealed) | 9397377 |
Effective: 11/22/2010 |
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This is the Final Public Hearing on the adoption of proposed amendments to Rules 69W-700.002, .015, and .028, F.A.C., published on August 20, .... October 12, 2010, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
9200079 |
10/1/2010 Vol. 36/39 |
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The rules are amended to reflect the latest versions of federal regulations, federal statutes, and forms referenced in the rules. The rules are also clarified to reflect the appropriate forms that must be filed in connection .... | 8905490 |
8/20/2010 Vol. 36/33 |
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The rules are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-700.028, F.A.C., is clarified to reflect the appropriate forms that must be filed for .... | 8069253 |
12/24/2009 Vol. 35/51 |
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Small Corporate Offering Registration ("SCOR" Offering) | 2868307 |
Effective: 11/30/1997 |
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