Florida Department of State and Division of Library and Information Services

Rule: 69W-500.010 Prev   Up   Next

Rule Title: Recognized Manuals of Securities
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: EXEMPT TRANSACTIONS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 1/17/2021
History Notes: Rulemaking Authority 517.03(1) FS. Law Implemented 517.061(20)(d) FS. History–New 9-20-82, Formerly 3E-20.21, 3E-500.10, Amended 7-31-91, 5-10-00, Formerly 3E-500.010, Amended 1-17-21.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-500.010 		Recognized Manuals of Securities 24064553 Effective:
01/17/2021
View Text Correction
69W-500.010 		Recognized Manuals of Securities 23839610 11/4/2020
Vol. 46/216
View Text Proposed
69W-500.010 		The purpose and effect is to amend the existing rule to remove securities manuals published by Standard & Poor’s Financial Services LLC from the list of recognized securities manuals. 23717778 10/2/2020
Vol. 46/193
View Text Development
69W-500.010 		The purpose and effect is to amend the existing rule to remove securities manuals published by Standard & Poor’s Financial Services LLC from the list of recognized securities manuals. 23468779 7/28/2020
Vol. 46/146
View Text Final
69W-500.010 		Recognized Manuals of Securities 2863263 Effective:
05/10/2000


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