Rule: 69W-600.0033 Prev Up Next
Rule Title: Notice Filing of Branch Office (Issuer/Dealer) (Repealed) | |||
Department: | DEPARTMENT OF FINANCIAL SERVICES |
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Division: | Securities | ||
Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS |
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
Effective Date: | 3/21/2024 | |
History Notes: | Rulemaking Authority 517.03(1), 517.1202 FS. Law Implemented 517.12(8), 517.1202 FS. History–New 12-29-15, Amended 11-26-19, Repealed 3-21-24. | |
References in this version: | No reference(s). |
Notice / Adopted |
Description | ID | Publish Date |
|
---|---|---|---|---|
Notice Filing of Branch Office (Issuer/Dealer) (Repealed) | 28115564 |
Effective: 03/21/2024 |
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Notice Filing of Branch Office (Issuer/Dealer) (Repealed) | 22603345 |
Effective: 11/26/2019 |
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Notice Filing of Branch Office (Issuer/Dealer) | 16902267 |
Effective: 12/29/2015 |