Rule: 69W-600.017 Prev Up Next
| Rule Title: Customer Protection Rule - Reserve Requirements and Custody of Customer Funds and Securities | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 11/26/2019 |
| History Notes: | Rulemaking Authority 517.03(1), 517.12(8), 517.121(2) FS. Law Implemented 517.12(8), 517.121(2) FS. History–New 12-5-79, Formerly 3E-600.17, Amended 6-16-92, Formerly 3E-600.017, Amended 11-22-10, 9-22-14, 11-26-19. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Customer Protection Rule - Reserve Requirements and Custody of Customer Funds and Securities | 22603927 |
Effective: 11/26/2019 |
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Customer Protection Rule - Reserve Requirements and Custody of Customer Funds and Securities | 15040158 |
Effective: 09/22/2014 |
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Customer Protection Rule - Reserve Requirements and Custody of Customer Funds and Securities | 9396989 |
Effective: 11/22/2010 |
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Customer Protection Rule - Reserve Requirements and Custody of Customer Funds and Securities | 2865882 |
Effective: 06/16/1992 |
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