Rule: 69W-500.011 Prev   Up   Next

Rule Title: Registration of Issuer Under Section 517.061(11), F.S., as Dealer
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: EXEMPT TRANSACTIONS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 3/21/2024
History Notes: Rulemaking Authority 517.03 FS. Law Implemented 517.061(11), 517.12(1) FS. History–New 9-20-82, Formerly 3E-500.11, Amended 7-31-91, Formerly 3E-500.011, Amended 5-6-15, 11-15-16, 3-21-24.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-500.011
Registration of Issuer Under Section 517.061(11), F.S., as Dealer 28114303 Effective:
03/21/2024
View Text Final
69W-500.011
Registration of Issuer Under Section 517.061(11), F.S., as Dealer 18220982 Effective:
11/15/2016
View Text Final
69W-500.011
Registration of Issuer Under Section 517.061(11), F.S., as Dealer 15918008 Effective:
05/06/2015
View Text Final
69W-500.011
Registration of Issuer Under Section 517.061(11), F.S., as Dealer 2863360 Effective:
07/31/1991