Rule: 69W-1000.001 Prev Up Next
| Rule Title: Disciplinary Guidelines | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | DISCIPLINARY GUIDELINES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 9/16/2025 |
| History Notes: | Rulemaking Authority 517.1611(1) FS. Law Implemented 517.111, 517.1202, 517.121, 517.161, 517.1611(1), 517.191(4), (9), (10) FS. History–New 11-22-10, Amended 11-14-13, 5-6-15, 11-15-16, 12-10-19, 1-18-21, 3-21-24, 10-1-24, 9-16-25. | |
| References in this version: |
Ref-18414 Office of Financial Regulation Disciplinary Guidelines for Chapter 517, Florida Statutes (F.S.) and Division 69W, Florida Administrative Code (F.A.C.) (effective 08-25) |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Disciplinary Guidelines | 29936448 |
Effective: 09/16/2025 |
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Disciplinary Guidelines | 28755764 |
Effective: 10/01/2024 |
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Disciplinary Guidelines | 28117116 |
Effective: 03/21/2024 |
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Disciplinary Guidelines | 24066493 |
Effective: 01/18/2021 |
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Disciplinary Guidelines | 22650972 |
Effective: 12/10/2019 |
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Disciplinary Guidelines | 18221564 |
Effective: 11/15/2016 |
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Disciplinary Guidelines | 15917911 |
Effective: 05/06/2015 |
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Disciplinary Guidelines | 13734344 |
Effective: 11/14/2013 |
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Disciplinary Guidelines | 9397959 |
Effective: 11/22/2010 |
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