Florida Department of State and Division of Library and Information Services

Rule: 69W-800.004 Prev   Up   Next

Rule Title: Circulation of Preliminary Prospectus
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
Add to MyFLRules Favorites
Division: Securities
Chapter: NOTIFICATION REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 3/21/2024
History Notes: Rulemaking Authority 517.03(1) FS. Law Implemented 517.082 FS. History–New 10-15-86, Amended 12-8-87, 7-31-91, 10-1-96, 10-20-97, Formerly 3E-800.004, Amended 11-22-10, 11-25-19, 3-21-24.
References in this version: Ref-16512 Form U-1, Uniform Application to Register Securities (04/17/23)
History of this Rule since Jan. 6, 2006
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-800.004 		Circulation of Preliminary Prospectus 28117019 Effective:
03/21/2024
View Text Final
69W-800.004 		Circulation of Preliminary Prospectus 22604606 Effective:
11/25/2019
View Text Final
69W-800.004 		Circulation of Preliminary Prospectus 9397668 Effective:
11/22/2010
View Text Final
69W-800.004 		Circulation of Preliminary Prospectus 2868598 Effective:
10/20/1997


Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.