Rule: 69W-600.004 Prev Up Next
| Rule Title: Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices (Repealed) | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 12/29/2015 |
| History Notes: | Rulemaking Authority 517.03(1), 517.12(6), 517.1202 FS. Law Implemented 517.12(5), (6), (10), 517.1202 FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-600.04, Amended 10-14-90, 6-16-92, 1-11-93, 11-7-93, 11-14-93, 12-29-96, 10-20-97, 6-10-99, 8-19-99, 5-27-01, 7-31-02, Formerly 3E-600.004, Amended 3-16-06, 5-15-07, 11-22-10, 10-29-12, 11-11-13, Repealed 12-29-15. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices (Repealed) | 16902461 |
Effective: 12/29/2015 |
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Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices | 13733471 |
Effective: 11/11/2013 |
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Registration of Issuer/Dealers, Principals and Branch Offices | 12164981 |
Effective: 10/29/2012 |
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Registration of Issuer/Dealers, Principals and Branch Offices | 9395340 |
Effective: 11/22/2010 |
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Registration of Issuer/Dealers, Principals and Branch Offices | 4119995 |
Effective: 05/15/2007 |
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Registration of Issuer/Dealers, Principals and Branch Offices | 2864330 |
Effective: 03/16/2006 |
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