Rule: 69W-700.001 Prev Up Next
| Rule Title: Registration of Securities | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF SECURITIES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 10/1/2024 |
| History Notes: | Rulemaking Authority 517.03 FS. Law Implemented 517.07, 517.081, 517.101 FS. History–New 9-20-82, Formerly 3E-20.011, 3E-700.01, Amended 7-31-91, Formerly 3E-700.001, Amended 9-22-14, 12-29-15, 11-25-19, 1-17-21, 8-8-21, 3-21-24, 10-1-24. | |
| References in this version: |
Ref-11275 Form U-2 Uniform Consent to Service of Process (6-2016) Ref-17044 Form OFR-S-1-91, Application for Registration of Securities (10-2024) Ref-17045 Form OFR-S-12-97, SCOR (Small Corporate Offering Registration) Application to Register Securities (10-2024) Ref-17046 OFR-S-7-91, Exhibit 1 (General Issue) (10-2024) |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Registration of Securities | 28754794 |
Effective: 10/01/2024 |
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Registration of Securities | 28117795 |
Effective: 03/21/2024 |
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Registration of Securities | 24805827 |
Effective: 08/08/2021 |
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Registration of Securities | 24066396 |
Effective: 01/17/2021 |
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Registration of Securities | 22604121 |
Effective: 11/25/2019 |
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Registration of Securities | 16895671 |
Effective: 12/29/2015 |
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Registration of Securities | 15037248 |
Effective: 09/22/2014 |
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Registration of Securities | 2866076 |
Effective: 07/31/1991 |
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