Rule: 69W-500.004 Prev Up Next
| Rule Title: Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S (Repealed) | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | EXEMPT TRANSACTIONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 10/20/2024 |
| History Notes: | Rulemaking Authority 517.03 FS. Law Implemented 517.061(11) FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-500.04, Amended 7-31-91, Formerly 3E-500.004, Amended 5-15-07, 10-29-12, Repealed 10-20-24. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S (Repealed) | 28827059 |
Effective: 10/20/2024 |
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The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references. | 28542461 |
7/12/2024 Vol. 50/136 |
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The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references. | 28472136 |
6/20/2024 Vol. 50/121 |
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Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S (Repealed) | 12163623 |
Effective: 10/29/2012 |
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Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S, General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(11), F.S, Exemption/Mobile .... | 11906088 |
8/24/2012 Vol. 38/34 |
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This is the Final Public Hearing on the adoption of proposed amendments to these rules, published on July 6, 2012, Vol. 38, No. 27, Florida .... August 21, 2012, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
11887270 |
8/17/2012 Vol. 38/33 |
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Rule 69W-500.004, F.A.C., is proposed for amendment to strike subparagraphs (1)(a), (b) and (c), which are redundant of Section 517.061(11), F.S. Rule 69W-500.007, F.A.C., is recommended for amendment to update definitions .... | 11675422 |
7/6/2012 Vol. 38/27 |
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Rule 69W-500.004, F.A.C., is to be amended to strike subparagraphs (1)(a), (b), and (c), which are redundant of statutes. Rule 69W-500.007, F.A.C., is to be amended to define general solicitation or general advertising to .... | 11525072 |
5/25/2012 Vol. 38/21 |
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Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S | 4119219 |
Effective: 05/15/2007 |
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The rule is being clarified to conform to statutory requirements regarding the exclusion of certain individuals as purchasers for securities offerings under Section 517.061(11), F.S. | 3829674 |
2/23/2007 Vol. 33/08 |
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The rule is clarified to conform to statutory requirements regarding the exclusion of certain individuals as purchasers for securities offerings under Section 517.061(11), F.S. | 3332840 |
12/22/2006 Vol. 32/51 |
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Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S | 2862778 |
Effective: 07/31/1991 |
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