Rule: 69W-500.011 Prev Up Next
| Rule Title: Registration of Issuer Under Section 517.061(11), F.S., as Dealer (Repealed) | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | EXEMPT TRANSACTIONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 10/20/2024 |
| History Notes: | Rulemaking Authority 517.03 FS. Law Implemented 517.061(11), 517.12(1) FS. History–New 9-20-82, Formerly 3E-500.11, Amended 7-31-91, Formerly 3E-500.011, Amended 5-6-15, 11-15-16, 3-21-24, Repealed 10-20-24. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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Registration of Issuer Under Section 517.061(11), F.S., as Dealer (Repealed) | 28827544 |
Effective: 10/20/2024 |
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The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references. | 28542461 |
7/12/2024 Vol. 50/136 |
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The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references. | 28472136 |
6/20/2024 Vol. 50/121 |
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Registration of Issuer Under Section 517.061(11), F.S., as Dealer (Repealed) | 28114303 |
Effective: 03/21/2024 |
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The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify .... | 27941643 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify .... | 27426185 |
8/11/2023 Vol. 49/156 |
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Registration of Issuer Under Section 517.061(11), F.S., as Dealer | 18220982 |
Effective: 11/15/2016 |
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The rule is proposed to be amended to delete reference to repealed Rule 69W-600.004(1), F.A.C., and replace it with Rule 69W-600.0013(5)(a), F.A.C. | 17839287 |
8/4/2016 Vol. 42/151 |
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The rule is proposed for amendment to update references to a repealed rule. | 17686415 |
6/24/2016 Vol. 42/123 |
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Registration of Issuer Under Section 517.061(11), F.S., as Dealer | 15918008 |
Effective: 05/06/2015 |
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Registration of Issuer Under Section 517.061(11), F.S., as Dealer | 15706160 |
3/5/2015 Vol. 41/44 |
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This rule is proposed to be amended to change a cross-reference to current 69W-300.002 to proposed new rule 69W-600.0151, a consolidated financial reporting and net capital rule for dealers and issuer-dealers. | 15563473 |
1/29/2015 Vol. 41/19 |
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Proposed amendments to Rules 69W-200.002, 400.002, 500.011, 600.0131, 600.0132, 600.014, and 1000.001; proposed repeal of rules 69W-300.002, .... December 18, 2014, 1:30 p.m. Room B103, Office of Financial Regulation, 200 East Gaines Street, .... |
15344253 |
12/4/2014 Vol. 40/234 |
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This rule is proposed to be amended to change a cross-reference to current rule 69W-300.002 to proposed new rule 69W-600.0151, a consolidated financial reporting and net capital rule for dealers and issuer-dealers. | 15276256 |
11/24/2014 Vol. 40/228 |
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Registration of Issuer Under Section 517.061(11), F.S., as Dealer | 2863360 |
Effective: 07/31/1991 |
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