69W-301.002 : Processing of Applications and Notice-Filings (Repealed) - Florida Administrative Rules, Law, Code, Register

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Rule: 69W-301.002 Prev Up Next

Rule Title: Processing of Applications and Notice-Filings (Repealed)
Department:	DEPARTMENT OF FINANCIAL SERVICES	Add to MyFLRules Favorites
Division:	Securities
Chapter:	PROCEDURAL RULES FOR PROCESSING

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	11/25/2019
	History Notes:	Rulemaking Authority 517.03(1), 517.12, 517.1201, 517.081(2), 517.082(4) FS. Law Implemented 120.60(1), 517.051 , 517.075, 517.081, 517.082, 517.12, 517.1202, 517.161(5) FS. History–New 9-20-82, Formerly 3E-300.01, 3E-301.02, Amended 10-15-86, 2-1-87, 12-8-87, 7-29-90, 7-31-91, 6-16-92, 1-10-93, 3-13-94, 10-1-96, 10-23-97, 6-22-98, 6-10-99, 5-7-00, 7-10-02, Formerly 3E-301.002, Amended 3-16-06, 6-10-07, 11-22-10, 4-26-12, 11-14-13, Repealed 11-25-19.
	References in this version:	No reference(s).

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Final 69W-301.002	Processing of Applications and Notice-Filings (Repealed)	22602181	Effective: 11/25/2019
Proposed 69W-301.002	The purpose and effect is to repeal this rule to improve organization. Provisions and forms incorporated by reference in this rule have been moved to the rule(s) in which they apply.	22251817	8/13/2019 Vol. 45/157
Development 69W-301.002	The purpose and effect is to repeal this rule to improve organization. Provisions and forms incorporated by reference in this rule have been moved to the rule(s) in which they apply.	22020375	6/20/2019 Vol. 45/120
Withdrawal 69W-301.002	Processing of Applications and Notice-Filings	16447725	9/22/2015 Vol. 41/184
Public Hearing 69W-301.002	The Office will hold a public hearing to discuss changes to its proposed rules relating to registration/notice-filing of entities regulated .... August 17, 2015, 10:00 a.m. Office of Financial Regulation, Room B103, 200 East Gaines St., ....	16308239	8/7/2015 Vol. 41/153
Proposed 69W-301.002	The Office proposes to repeal this rule and move its provisions to new registration rules to be created in Chapter 69W-600, F.A.C. The purpose and effect of the changes are to create separate rules by registration type under ....	16143048	7/14/2015 Vol. 41/135
Development 69W-301.002	The Office proposes to repeal this rule and move its provisions to new registration rules to be created in Chapter 69W-600, F.A.C. The purpose and effect of the changes are to create separate rules by registration type ....	16075148	6/12/2015 Vol. 41/114
Final 69W-301.002	Processing of Applications and Notice-Filings	13733180	Effective: 11/14/2013
Public Meeting 69W-301.002	This is the Final Public Hearing on the adoption of proposed amendments to Rule 69W-301.002, F.A.C., published on August 14, 2013, Vol. 39/158, .... September 24, 2013, 9:00 a.m. Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	13499410	9/11/2013 Vol. 39/177
Proposed 69W-301.002	The proposed rule amendment updates procedures in the processing of applications to reflect statutory changes as a result of Chapters 2013-201 and 2013-202, Laws of Florida. The proposed amendment: 1) strikes a fingerprint ....	13267968	8/14/2013 Vol. 39/158
Development 69W-301.002	The proposed rule amendment updates procedures in the processing of applications to reflect statutory changes as a result of Chapters 2013-201 and 2013-202, Laws of Florida. The proposed amendment: 1) strikes a fingerprint ....	13238286	7/16/2013 Vol. 39/137
Correction 69W-301.002	Processing of Applications	11433019	5/4/2012 Vol. 38/18
Final 69W-301.002	Processing of Applications	11465223	Effective: 04/26/2012
Public Hearing 69W-301.002	This is the Final Public Hearing on the adoption of proposed amendments to Rule 69W-301.002, F.A.C., published on March 30, 2012, Vol. 38, No. .... 24, 2012, 9:00 a.m., during a regular meeting of the Financial .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	11374625	4/13/2012 Vol. 38/15
Proposed 69W-301.002	Rule 69W-301.002, F.A.C., is being amended to adopt the latest versions of the Form ADV, Uniform Application for Investment Adviser Registration (9/2011), and Form BD, Uniform Application for Broker-Dealer Registration (1/2008). ....	11101861	3/30/2012 Vol. 38/13
Final 69W-301.002	Processing of Applications	9394855	Effective: 11/22/2010
Development 69W-301.002	The agency intends to amend Rule 69W-301.002, F.A.C., to adopt the latest versions of the Form ADV, Uniform Application for Investment Adviser Registration Form, which reflects amendments to Parts 1 and Part 2 of the form, ....	9308428	10/29/2010 Vol. 36/43
Change 69W-301.002	Processing of Applications	9182231	10/1/2010 Vol. 36/39
Public Hearing 69W-301.002	This is the Final Public Hearing on the adoption of proposed amendments to Rule 69W-301.002, F.A.C., published on August 20, 2010, in Vol. 36, .... October 12, 2010, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	9195714	10/1/2010 Vol. 36/39
Proposed 69W-301.002	Rule 69W-301.002, F.A.C., is amended to reflect the latest versions of applicable forms incorporated by reference in the rule. The rule is also amended to clarify and consolidate the procedures for filing documents and fees ....	8898312	8/20/2010 Vol. 36/33
Development 69W-301.002 ......	Rule 69W-301.002, F.A.C., is amended to provide notice to applicants of how forms and fees for registration shall be filed with the Office of Financial Regulation. The rule is also updated to reflect the most current version ....	8069059	12/24/2009 Vol. 35/51
Final 69W-301.002	Processing of Applications	4231448	Effective: 06/10/2007
Change 69W-301.002	Processing of Applications	4051804	4/27/2007 Vol. 33/17
Proposed 69W-301.002	This law contains a number of provisions relating to the licensing and regulatory functions of the Office of Financial Regulation. Among other things, the law amends provisions concerning licensing, notice filings, and other ....	3828704	2/23/2007 Vol. 33/08
Development 69W-301.002	Chapter 2006-213, Laws of Florida, contains amendments to Chapter 517, Florida Statutes, relating to the Florida Securities and Investors Protection Act. This law contains a number of provisions relating to the licensing ....	3332549	12/22/2006 Vol. 32/51
Final 69W-301.002	Processing of Applications	2862196	Effective: 03/16/2006
Change 69W-301.002	Processing of Applications	37847	1/20/2006 Vol. 32/03

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